FINRA Series 6 - Exam Information

This exam is administered by The Financial Industry Regulatory Authority (FINRA). Upon successful completion of the Series 6, an individual will have the qualifications needed to sell mutual funds and variable annuities.

Enrollment Fee:

$100 US. Note that this is the examination enrollment fee ONLY - other fees may also apply.

Prerequisite:

You must be sponsored by a FINRA member firm.

Format:

Multiple Choice

Number of Questions: 100

Effective December 16th 2013 FINRA has amended its Series 6 outline and changed the emphasis for test takers. The number of questions and the passing score will remain the same but FINRA's modifications to its exams continues. The Series 6 exam is now broken down into four critical job functions. These functions are as follows:

Objective # Questions
Function 1 - Regulatory fundamentals and business development 22
Function 2 - Evaluates customer financial information, identifies investment objectives, provides
information on investment products, and makes suitable recommendations
47
Function 3 - Opens, maintains, transfers and closes accounts and retains appropriate account records 21
Function 4 - Obtains, verifies, and confirms customer purchase and sale instructions 10
TOTAL   100

Series 6 Study Textbook

Series 6 Exam Textbook

Paperback    334 pages    199 test questions    Published December 2015

The "go to guide" to acing the Series 6 exam - Our Series 6 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 6 exam. The Wiley Series 6 textbook is packed with test tips, Series 6 sample question and all the must know information you need to pass your exam. Our Series 6 textbook has been developed in partnership with John Wiley & Sons to ensure you have the absolute best Series 6 material.

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Series 6 Exam Online Prep Software

Series 6 Exam Prep Software

Over 1200 questions    Works with all major browsers and mobile devices

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 6 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 6 exam.

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Series 6 Online Video Class

Series 6 Online Video Class

24 x 7 access for 6 months    Fully interactive

Our all new series 6 video class is hands down the best series 6 online class in the market today. Shot in state of the art high definition with key concepts, tables and formulas displayed to highlight test points for easy note taking. This video class walks you through all of the topics you need to know to pass your exam. Our videos follow our books chapter by chapter and topic by topic. This video class details all of the concepts being tested and will let you know exactly how they are being tested on the exam. Our series 6 video will bring all of the material to life and explains the concepts using real world examples that students can easily understand. Our series 6 video class is the perfect companion to our textbooks and a great supplement to any study program to help you master the material for your exam. Our series 6 video features include:

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Series 6 Mobile Ebook

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If you want to access your material on the go, this is the study solution you have been waiting for. Our Wiley Series 6 Mobile Review is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Students preparing for the Series 6 exam may study online or via a downloadable app for your smartphone or tablet. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach.

If you want to make notes in the mobile version - no problem - you may create highlights, take notes, write down questions, and reminders.

Want to see what other students are doing? Then join a study group and share highlights, notes, questions, test tips and ideas with each other.

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Series 6 Complete Self Study Solution

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Purchase the Series 6 and Series 63 Textbooks and Exam Prep software for both exams. If you are writing one exam, you are probably writing the other and this deal puts both exam prep products in your hands. This bundle includes:

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