This exam is administered by The Financial Industry Regulatory Authority (FINRA) and will provide an individual with the qualifications necessary to become a principal who supervises and manages sales activities for investment companies and annuities.
$100 US. Note that this is the examination enrollment fee ONLY - other fees may also apply.
You must be sponsored by a FINRA member firm and must have already passed the series 6 or series 7 exam.
Each candidate will be allowed 140 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the Series 26 exam.
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