FINRA Series 9 - Exam Information

This exam is administered by The Financial Industry Regulatory Authority (FINRA).

Enrollment Fee:

$80 US. Note that this is the examination enrollment fee ONLY - other fees may also apply.

Prerequisite:

You must be sponsored by a FINRA member firm and must have already passed the series 7 exam.

Format:

Multiple Choice

Number of Questions: 55 total

Each candidate will be allowed 90 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the Series 9 exam.





Series 9 Study Textbook

Series 9 Exam Textbook

Paperback    176 pages    197 test questions    Published December 2015

The "go to guide" to acing the Series 9 exam - Our Series 9 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 9 exam. The Wiley Series 9 textbook is packed with test tips, Series 9 sample questions and all the must know information you need to pass your exam. Our Series 9 textbook has been developed in partnership with John Wiley & Sons to ensure you have the absolute best Series 9 material.

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Series 9 Exam Online Prep Software

Series 9 Exam Prep Software

Over 550 questions    Works with all major browsers and mobile devices

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 9 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 9 exam.

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Series 9 Mobile Ebook

IOS     Android     Kindle FIRE HD     Kindle FIRE HDX     Nook HD     Nook HD +

If you want to access your material on the go, this is the study solution you have been waiting for. Our Wiley Series 9 Mobile Review is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Students preparing for the Series 9 exam may study online or via a downloadable app for your smartphone or tablet. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach.

If you want to make notes in the mobile version - no problem - you may create highlights, take notes, write down questions, and reminders.

Want to see what other students are doing? Then join a study group and share highlights, notes, questions, test tips and ideas with each other.

  • Demo
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Series 9 Textbook & Exam Prep Software

Purchase both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

  • Series 9 Textbook
  • Series 9 Practice Exam Software
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Series 9 & 10 Complete Package

Purchase the complete self study solution for both the Series 9 and Series 10 exams. This is another of our more inclusive deals and includes::

  • Series 9 Textbook
  • Series 10 Textbook
  • Series 9 Practice Exam Software
  • Series 10 Practice Exam Software
  • Series 9 Ebook
  • Series 10 Ebook
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