Our Series 9 Exam study materials drive the highest pass rates in the industry. We have designed them to build your mastery of the information you will be tested on. Written by dedicated option and compliance experts. Our series 9 exam training package will ensure your success. We get you ready to pass the General Securities Sales Supervisor Option Module.  Our Series 9 Securities Training Course features: 

  • Challenging Series 9 practice questions. Create custom practice tests and simulated final exams. We explain everything so you are ready for your actual exam.
  • Comprehensive Series 9 licensing exam manual. Our textbook is packed with exam secrets, cheat sheets, test tips and exam updates.
  • Series 9 online video lectures . Our online classes follow our study guides chapter by chapter. We make sure you know how topics are tested on exam day.

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The series 9 exam is all about options and sales supervision, know what to expect on exam day with our series 9 training program

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  • Series 9 Complete Self Study Solution
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  • Updated
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  • Online Account Access
    180 days instant access
  • Physical Perfect Bound Textbook
    218 pages
  • Ebook
    218 pages
  • Video Training Class
    4 Hours - 4 videos - 4 section tests
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    750 questions
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  • $ 189.00

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  • Series 9 Textbook & Exam Question Test Bank
  • Demo Video
  • Updated
    December 2023
  • Online Account Access
    180 days instant access
  • Physical Perfect Bound Textbook
    218 pages
  • Ebook
  • Video Training Class
  • Test Bank
    750 questions
  • Number of ways to customize exams
    15
  • Comprehensive Question & Exam Reports
  • Unlimited Randomized Simulated Final Exams
  • Unlimited Topic Focused Practice exams
  • Checkpoint Exams
  • Greenlight Exam
  • GreenLight Money Back Pass Guarantee
  • Exam Plan Personal Study Calendar
  • Shipping
    Free UPS Shipping
    Your tracking number will be emailed to you
  • Online Tools
    Accessible from any computer, phone or tablet
  • Test Tips Video to Improve Your Score
  • Cheat Sheets
    The ultimate shortcut and final crunch time reference guide
  • Phone Email & Chat Support
  • $ 129.00

  • BEST ADDITIONAL PRODUCT

  • Series 9 Video Class
  • Demo Video
    play button
  • Updated
    December 2023
  • Online Account Access
    180 days instant access
  • Physical Perfect Bound Textbook
  • Ebook
  • Video Training Class
    4 Hours - 4 videos - 4 section tests
  • Test Bank
    750 questions
  • Number of ways to customize exams
    15
  • Comprehensive Question & Exam Reports
  • Unlimited Randomized Simulated Final Exams
  • Unlimited Topic Focused Practice exams
  • Checkpoint Exams
  • Greenlight Exam
  • GreenLight Money Back Pass Guarantee
  • Exam Plan Personal Study Calendar
  • Shipping
  • Online Tools
    Accessible from any computer, phone or tablet
  • Test Tips Video to Improve Your Score
  • Cheat Sheets
    The ultimate shortcut and final crunch time reference guide
  • Phone Email & Chat Support
  • $ 124.99

  • Over 750 questions
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Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 9 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 9 exam.

Series 9 Exam Question Test Bank

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Our series 9 video training class will ensure that you have mastered all of the details you need to pass your series 9 exam. From spreads and straddles and how to you use a t-chart to answer all option questions to option account compliance this video training class covers at all. more than four hours of HD video accessible immediately on any device

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  • 24 X 7 Unlimited access for 6 months
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  • 216 pages
  • 197 test questions
  • Updated May 2023

The "go to guide" to acing the Series 9 exam - Our Series 9 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 9 exam. Our Series 9 textbook is packed with test tips, Series 9 sample questions and all the must know information you need to pass your exam. Our Series 9 textbook has been developed to ensure you have the absolute best Series 9 material.

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  • Series 9 Sample ChapterPDF
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If you want to access your material on the go, this is the study solution you have been waiting for. Our Series 9 Mobile ebook is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach.

Series 9 Mobile Ebook

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Series 9 Combination Packages

All of our combination packages are discounted. Check out the prices! Purchase one of the following combination packages if you are really serious about passing your exam in the quickest possible time.

Everything you need to pass the series 9 and 10 exam and to become a general Securities sales supervisor. This is our most comprehensive package for both exams and will guide you through the entire process. pact with test tips, test questions and video instruction detailing exactly what you will see on your exam based on the feedback of thousands of students.

  • Series 9 Exam Study Guide - 218 pages
  • Series 9 Ebook - 218 pages
  • Series 10 Exam Study Guide - 364 pages
  • Series 10 Ebook - 364 pages
  • Series 9 test bank -750 questions
  • Series 10 test bank -1,500 questions
  • Series 9 Video Class- 4 hours
  • Series 10 Video Class- 11 hours
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  • Updated December 2023
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Series 9 and 10 study materials play button

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Purchase the complete self study solution for both the Series 9 and Series 10 exams. This is another of our more inclusive deals and includes:

  • Series 9 Exam Study Guide- 218 pages
  • Series 10 Exam Study Guide- 364 pages
  • Series 9 Practice Exams - 750 questions
  • Series 10 Practice Exams - 1500 questions
  • Series 9 Ebook
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Series 9 and 10 study materials

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The series 9 & 10 complete video package is packed with more than 16 hours of HD video, More than 2,500 practice questions to ensure you are ready to pass both exams. All training is accessible from any computer, phone or tablet.

  • Series 9 Video Class - 4 + hours, 4 videos, 4 section tests
  • Series 10 Video Class - 12 + hours, 15 videos, 15 section tests
  • Series 9 Test bank - 750 Questions
  • Series 10 Test bank - 1,800 Questions
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  • Updated January 2024
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Series 9 Important Concepts

Short Stock Long Calls

An investor who sells stock short believes that they can profit from a fall in the stock price by selling it high and repurchasing it cheaper. An investor who has sold stock short is subject to an unlimited loss if the stock price should begin to rise. Once again, there is no limit to how high a stock price may rise. An investor who has sold stock short would receive the most protection by purchasing a call. A long call could be used to guard against a loss or to protect a profit on a short stock position. By purchasing the call, the investor has set the maximum price that they will have to pay to repurchase the stock for the life of the option. Before establishing a short stock long call position, the investor will have to determine:

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Customer option accounts require strict supervision to ensure compliance with all relevant rules and to ensure that customers only trade options within their approval limits. As customers and agents manage positions, it is quite possible for a customer’s account to end up with an option position that is not within the customer’s approval limit.

ROSFPs must review customer accounts frequently to ensure customers stay within their approved guidelines. It would be quite possible for a customer whose account is approved for covered calls only to end up with a naked option position if they sold the underlying stock without covering the short options. If a customer’s account contains a position

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A member firm’s public customer option business must be supervised by the firm in accordance with the supervision of its overall public customer business. Registered option and security futures principals (ROSFP) designated by the firm’s written supervisory procedures may supervise the member firm’s option business. The ROSFP is not required to complete the security futures firm element continuing education requirement and being designated as a ROSFP does not permit the ROSFP to supervise the member’s security futures business without satisfying the security futures firm element continuing education program.

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All standardized option contracts are issued and their performance is guaranteed by the Options Clearing Corporation (The OCC). Standardized options trade on the exchanges such as the Chicago Board Options Exchange and the NYSE Alternext.

All option contracts are for one round lot of the underlying stock or 100 shares. To determine the amount that an investor either paid or received for the contract, take the premium and multiply it by 100. If an investor paid $4 for 1 KLM August 70 call, they paid $400 for the right to buy 100 shares of KLM at $70 per share until August. If another investor paid $2 for 1 JTJ May 50 put, they paid $200 for the right to sell 100 shares of JTJ at $50 until May.

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