Series 7 Exam Prep Products

Our Series 7 exam prep materials boast the highest pass rates in the industry and will guide you through your entire exam prep process. Our Wiley exam review guides are the very high quality you would expect from the world's largest publisher of financial information. Ensure you are ready to pass your Series 7 exam with our best in class Series 7 exam training materials. Our series 7 GreenLight exam is the perfect way to top off your series 7 exam preparation. Our Series 7 materials now come with our Series 7 money back GreenLight Guarantee ™ - pass our GreenLight exam within 5 days of your actual exam, and if you do not pass, we will refund your money.

  • Series 7 GreenLight Pass Guarantee ™

  Note:  We are the authors of the Wiley exam prep products so you are buying directly from the source! Got any questions? We would love to talk.


Series 7 Study Textbook

Series 7 Exam Textbook

Paperback    624 pages    542 test questions    Published February 2017

The "go to guide" to acing the Series 7 exam - Our Series 7 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 7 exam. The Wiley Series 7 textbook is packed with test tips, Series 7 sample questions and all the must know information you need to pass your exam. Our Series 7 textbook has been developed in partnership with John Wiley & Sons to ensure you have the absolute best Series 7 material.

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Only 144.95    Buy Now
Series 7 Exam Online Prep Software

Series 7 Exam Prep Software

Over 2000 questions    Works with all major browsers and mobile devices

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 7 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 7 exam.

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Only 99.00    Buy Now
Series 7 Online Video Class

Series 7 Online Video Class

24 x 7 access for 6 months    Fully interactive.

Our all new series 7 video class is hands down the best series 7 online class in the market today. Shot in state of the art high definition with key concepts, tables and formulas displayed to highlight test points for easy note taking. This video class walks you through all of the topics you need to know to pass your exam. Our videos follow our books chapter by chapter and topic by topic. This video class details all of the concepts being tested and will let you know exactly how they are being tested on the exam. Our series 7 video brings all of the material to life and explains the concepts using real world examples that students can easily understand. Our series 7 video class is the perfect companion to our textbooks and a great supplement to any study program to help you master the material for your exam. Our series 7 video features include:

  • 1) 20 hours of HD video broken into 19 sections
  • 2) Over 3 hours on options, almost 2 hours on Municipal securities
  • 3) Our videos are accessible on all devices ( all computers, phones and tablets)
  • 4) Our series 7 video class contains new test tips and details exactly what topics are being tested and how they are being tested
  • 5) Our series 7 video course follows our books chapter by chapter and topic by topic
  • 6) 21 Chapter Tests
  • 7) Unlimited access 24X7 for 6 months

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Only 99.00    Buy Now
Get Videos and Exam Prep Software: 149.00 Buy Now

Series 7 Mobile Ebook

IOS     Android     Kindle FIRE HD     Kindle FIRE HDX     Nook HD     Nook HD +

If you want to access your material on the go, this is the study solution you have been waiting for. Our Wiley Series 7 Mobile Review is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Students preparing for the Series 7 exam may study online or via a downloadable app for your smartphone or tablet. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach.

If you want to make notes in the mobile version - no problem - you may create highlights, take notes, write down questions, and reminders.

Want to see what other students are doing? Then join a study group and share highlights, notes, questions, test tips and ideas with each other.

  • Demo
Only 144.95    Buy Now

Save Money!

Combination Packages

All of our combination packages are discounted. Check out the prices! Purchase one of the following combination packages if you are really serious about passing your exam in the quickest possible time.

Combo #1: Series 7 Textbook & Exam Prep Software

Purchase both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

  • Series 7 Textbook
  • Series 7 Practice Exam Software
  • Free Shipping
Only 194.95    Buy Now

Combo #2: Series 7 Complete Self Study Solution

The whole shebang! Purchase all the Series 7 products in one package and save big. If you are serious about passing the Series 7 exam, then this package is for you. It includes ALL of the following exam preparation products:

  • Series 7 Textbook
  • Series 7 Practice Exam Software
  • Series 7 Online Video Class
  • Series 7 Ebook
  • Free Shipping
Only 259.00    Buy Now

Combo #3: Series 7 & Series 63 Bundled Packages

Purchase the Series 7 and Series 63 Textbooks and Exam Prep software for both exams. If you are writing one exam, you are probably writing the other and this deal puts both exam prep products in your hands. This bundle includes:

  • Series 7 Textbook
  • Series 63 Textbook
  • Series 7 Practice Exam Software
  • Series 63 Practice Exam Software
  • Free Shipping
Only 229.95    Buy Now

Combo #4: Series 7 & 63 Complete Self-Study Solution

Purchase the complete self study solution for both the Series 7 and Series 63 exams. This is one of our more inclusive deals and includes:

  • Series 7 Textbook
  • Series 63 Textbook
  • Series 7 Practice Exam Software
  • Series 63 Practice Exam Software
  • Series 7 Online Video Class
  • Series 63 Online Video Class
  • Series 7 Ebook
  • Series 63 Ebook
  • Free Shipping for all
Only 329.00    Buy Now

Combo #5: Series 7 & Series 66 Bundled Packages

Purchase the Series 7 and Series 66 Textbooks and Exam Prep software for both exams. Many professionals need to pass both these exams and this bundle will get you going. This bundle includes:

  • Series 7 Textbook
  • Series 66 Textbook
  • Series 7 Practice Exam Software
  • Series 66 Practice Exam Software
  • Free Shipping
Only 259.00    Buy Now

Combo #6: Series 7 & 66 Complete Self-Study Solution

Purchase the complete self study solution for both the Series 7 and Series 66 exams. This is another of our more inclusive deals and includes:

  • Series 7 Textbook
  • Series 66 Textbook
  • Series 7 Practice Exam Software
  • Series 66 Practice Exam Software
  • Series 7 Online Video Class
  • Series 66 Online Video Class
  • Series 7 Ebook
  • Series 66 Ebook
  • Free Shipping for all
Only 359.00    Buy Now

Series 7 License Frequently Asked Questions


1) Why should I get a Series 7 license?


The majority of people who obtain the Series 7 license will be required to pass the exam by their employer. Often times as a condition of employment, individuals are required to obtain the Series 7 license to function in their job. You may be joining your firm as a financial adviser, trader or in some other capacity that dictates that you pass the Series 7 exam. Your firm’s compliance department, home office or HR will notify individuals directly or through their managers as to the time frame for taking the exam. Full service broker dealers, proprietary trading firms and many investment advisory firms require their agents to obtain the Series 7 license.


2) What will I be able to do with a Series 7 license?


A Series 7 license will allow you to conduct a significant amount of business in all general securities products including stocks, bonds, options rights, warrants, open and closed end investment company shares and ETFs. Once you have obtained a Series 7 license, if you wish to conduct business in variable annuity and variable life contracts you will be required to obtain a life and health insurance license in your state. Most agents who obtain a Series 7 license will wish to conduct business in variable annuities and will pursue an insurance license, if they have not already done so. Passing the Series 7 exam and becoming Series 7 licensed will allow you to enter the financial services sector as a general securities registered representative.


3) How hard is it to get a Series 7 license?


Passing the Series 7 exams is a significant challenge and obtaining a Series 7 license takes focus and dedication to the exam preparation process. Students should not take this test lightly. You must thoroughly prepare to take the exam and should make it a top priority. Prepare for the exam by reading a textbook completely with a highlighter. You must read the book, there are no shortcuts and students need to understand this. You must clear your schedule, shut off your phone and focus. In addition to obtaining the knowledge required by the exam , you must master the application of the information by taking thousands of practice questions. We recommend at least 80 - 100 hours of preparation to ensure you pass your Series 7 exam and become licensed to represent your broker dealer


4) Is my Series 7 license transferable?


For most registered representatives it feels like your Series 7 license is indeed transferable, in actuality it is not. If you wish to change employers by switching broker dealers, your Series 7 registration / license must be terminated by your current FINRA member firm. Your former employer / the firm that you are leaving will fill out and submit a Form U5 to FINRA. This will terminate your employment and your registration with that firm. When you arrive at your new firm you must fill out and submit a new Form U4. This will begin your registration with your new firm and your Series 7 license will become active at your new firm upon receiving notice from FINRA and the states where you conduct business.


5) How much does it cost to get a Series 7 license?


Obtaining a Series 7 license will require many people to make an investment in their professional development. Your Series 7 license will empower your to conduct business in all general securities products. Many people who obtain a Series 7 license enjoy lucrative and successful careers. The good news is, for those who have to pay for it out of pocket, the costs are relatively low when compared to other types of training, certification and college expenses. Some employers pick up or reimburse the costs of training and the testing and registration fees. Even for these people many obtain additional resources such as additional test questions, books or videos to ensure they pass their exam. For those who have to pay all of the expenses out of pocket, it usually only costs a few hundred dollars for the testing and registration fees and the training materials. You will find that obtaining a Series 7 license opens many doors for you throughout your career.


6) What are the continuing education requirements once I have a Series 7 license?


Once you have obtained your Series 7 license you will be required to meet certain continuing educational requirements. Every year your firm will send out a questionnaire known as a “needs analysis” to each of its registered personnel. Based on the response to the questionnaire each representative will be assigned continuing education courses to complete. Your firm may have you attend a seminar, webinar or take an online course to satisfy the firm element continuing education requirement. You will also be required to complete the regulatory continuing education requirement, which is administered by FINRA. You will be required to complete this continuing education requirement by successfully completing the S101 course based on your date of association with a FINRA member. Your date of association for most people will be the date you passed your exam. You will be required to complete the S101 on the second anniversary of passing your exam and every three years thereafter. The S101 course may be completed at an approved facility or on FINRA’s continuing education portal.


7) Will I need to obtain any other license to be fully registered?


Most states require that agents obtain a series 63 license in addition to the Series 7 license to conduct business within their state and with state residents. You can think of your Series 7 license as your product license and your license to represent your employing broker dealer. Your series 63 license can be thought of as your license to transact business with your clients or with people. The series 63 license is in addition to the life and health insurance license detailed above. Alternatively, many Series 7 registered representatives opt to take or are required to take the series 66 exam instead of taking the series 63 exam. The series 66 exam once passed in addition to the Series 7 will allow a person to become fully licensed to represent both a broker dealer and investment adviser in the sale of securities to state residents. A fully licensed Series 7 & 66 agent may receive compensation in the form of commissions for executing orders through a broker dealer and may also receive fee based compensation for giving advice while representing an investment adviser. These fees usually take the form of an asset based fee such as 1 percent of the value of the account. We hope that this answers many of your frequently asked questions about the Series 7 license. If you have any additional questions please call or email us.

Good luck on your exam.