Series 66 Exam Prep Products

Our Series 66 exam prep materials boast the highest pass rates in the industry and will guide you through your entire exam prep process. Our Wiley exam review guides are the very high quality you would expect from the world's largest publisher of financial information. Ensure you are ready to pass your Series 66 exam with our best in class Series 66 exam training materials. Our series 66 GreenLight exam is the perfect way to top off your series 66 exam preparation. Our Series 66 materials now come with our Series 66 money back GreenLight Guarantee ™ - pass our GreenLight exam within 5 days of your actual exam, and if you do not pass, we will refund your money.

  • Series 66 GreenLight Pass Guarantee ™

  Note:  We are the authors of the Wiley exam prep products so you are buying directly from the source! Got any questions? We would love to talk.


Series 66 Study Textbook

Series 66 Exam Textbook

Paperback    324 pages    256 test questions    Published February 2017

The "go to guide" to acing the Series 66 exam - Our Series 66 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 66 exam. The Wiley Series 66 textbook is packed with test tips, Series 66 sample questions and all the must know information you need to pass your exam. Our Series 66 textbook has been developed in partnership with John Wiley & Sons to ensure you have the absolute best Series 66 material.

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Series 66 Exam Online Prep Software

Series 66 Exam Prep Software

Over 1300 questions    Works with all major browsers and mobile devices

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 66 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 66 exam.

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Series 66 Online Video Class

Series 66 Online Video Class

24 x 7 access for 6 months    Fully interactive

Our all new series 66 video class is hands down the best series 66 online class in the market today.  Shot in state of the art high definition with key concepts, tables and formulas displayed to highlight   test points for easy note taking. This video class walks you through all of the topics you need to know  to pass your exam. Our videos follow our books chapter by chapter and topic by topic. This video class details all the concepts being tested and will let you know exactly how they are being tested on the exam. Our series 66 video brings all of the material to life and explains the concepts using real world examples that students can easily understand. Our series 66 video class is the perfect companion to our textbooks and a great supplement to any study program to help you master the material for your exam. Our series 66 video features include:

  • 1) 7 hours of HD video broken into 7 sections
  • 2) More than 3 hours on customer recommendations and rules and regulations
  • 3) Our videos are accessible on all devices ( all computers, phones and tablets)
  • 4) Our series 66 video class contains new test tips and details exactly what topics are being tested and how they are being tested
  • 5) Our series 66 video course follows our books chapter by chapter and topic by topic
  • 6) 7 Chapter Tests
  • 7) Instant unlimited access 24X7 for 6 months

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Get Videos and Exam Prep Software: 124.99 Buy Now

Series 66 Mobile Ebook

IOS     Android     Kindle FIRE HD     Kindle FIRE HDX     Nook HD     Nook HD +

If you want to access your material on the go, this is the study solution you have been waiting for. Our Wiley Series 66 Mobile Review is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Students preparing for the Series 66 exam may study online or via a downloadable app for your smartphone or tablet. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach.

If you want to make notes in the mobile version - no problem - you may create highlights, take notes, write down questions, and reminders.

Want to see what other students are doing? Then join a study group and share highlights, notes, questions, test tips and ideas with each other.

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Combination Packages

All of our combination packages are discounted. Check out the prices! Purchase one of the following combination packages if you are really serious about passing your exam in the quickest possible time.

Combo #1: Series 66 Textbook & Exam Prep Software

Purchase both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

  • Series 66 Textbook
  • Series 66 Practice Exam Software
  • Free Shipping
Only 99.00    Buy Now

Combo #2: Series 66 Complete Self Study Solution

The whole shebang! Purchase all the Series 66 products in one package and save big. If you are serious about passing the Series 66 exam, then this package is for you. It includes ALL of the following exam preparation products:

  • Series 66 Textbook
  • Series 66 Practice Exam Software
  • Series 66 Online Video Class
  • Series 66 Ebook
  • Free Shipping
Only 179.00    Buy Now

Combo #3: Series 7 & Series 66 Bundled Packages

Purchase the Series 7 and Series 66 Textbooks and Exam Prep software for both exams. If you are writing one exam, you are probably writing the other and this deal puts both exam prep products in your hands. This bundle includes:

  • Series 7 Textbook
  • Series 66 Textbook
  • Series 7 Practice Exam Software
  • Series 66 Practice Exam Software
  • Free Shipping
Only 259.00    Buy Now

Combo #4: Series 7 & 66 Complete Self-Study Solution

Purchase the complete self study solution for both the Series 7 and Series 66 exams. This is one of our more inclusive deals and includes:

  • Series 7 Textbook
  • Series 66 Textbook
  • Series 7 Practice Exam Software
  • Series 66 Practice Exam Software
  • Series 7 Online Video Class
  • Series 66 Online Video Class
  • Series 7 Ebook
  • Series 66 Ebook
  • Free Shipping for all
Only 359.00    Buy Now

Series 66 License Frequently asked questions / FAQs


1) Why should I get a series 66 license?


There are a large number of reason why candidates seek to become series 66 licensed. Perhaps you are one of the many who are entering the financial services business for the first time and are just starting out in a new career. Others are more established financial service professionals and want to expand their business to include both brokerage and investment advisory services. A series 66 license is one way for a registered representative to meet the licensing requirement to offer managed account platforms to clients. Many managed accounts charge asset based fees and allow agents to participate in those fees. As such, these representatives must pass the series 66 licensing exam. Your firm’s compliance department, home office or HR will notify individuals directly or through their manager as to the time frame for taking the exam


2) What will I be able to do with a series 66 license?


A series 66 license from NASAA’s point of view will allow you to become registered as both an investment adviser representative and as a registered representative of a broker dealer. This license will allow you to represent an investment advisory firm offering advice to clients regarding the purchase and sale of securities, the value of securities and or in the creation of financial plans. Investment advisers offer advice to clients for a fee, and the series 66 license will allow you to share in the fees charged by the advisory firm. The vast majority of these fees are charged as a percentage of assets in the client’s account, known as assets under management or AUM. Advisory firms may also charge other fees in the form of hourly fees, subscription fees for news letters or a flat fee for the creation of a financial plan. Regardless of how your advisory firm charges fees, a series 66 license will be required. Your series 66 license will also allow you to function in the capacity of a registered representative of a broker dealer and to earn commissions when executing orders for stock, bonds, ETFs or mutual funds. The series 66 combines the content from the series 63 and series 65 exams and allows the agent to function in a dual capacity.


3) How hard is it to get a series 66 license ?


The series 66 exam has the benefit of combining two tests into one and as such it presents challenges for most test takers . The information tested covers complex topics. A number of these topics are new for most people. The powers of the state securities administrator and the Uniform Securities Act are the state based laws and regulations that most people find challenging . After knowing that an agent needs to be registered in the states where they conduct business most people never deal with the other registration matters tested on the exam. Portfolio management, client recommendations and strategies and general knowledge of securities will also be heavily tested. To pass the exam and become series 66 licensed you must demonstrate that you have mastered these areas. Every person who sits for the series 66 exam is coming from a different background. What one person finds easy to master, another may find very challenging. Most people find the content relating to agent and adviser registration, and the areas relating to the application of the Uniform Securities Act to be among the most difficult. You should prepare for the exam by reading a textbook completely with a highlighter. Take notes and work through the more difficult topics. Some of the question on the series 66 exam are hard but with careful preparation you will be successful. We cannot stress enough that you must read the book, there are no shortcuts and students need to understand this. You must clear your schedule, shut off your phone and focus. In addition to obtaining the knowledge required by the exam, you must master the application of the information by taking as many practice questions as you can. We recommend at least 60 – 70 hours of preparation to ensure you pass your series 66 exam and become licensed to represent a broker dealer and a registered investment adviser.


4) Is my series 66 license transferable?


The answer is, that while it feels like your series 66 license is indeed transferable, in actuality it is not. If you want to change firms, your series 66 registration / license along with all of your other registrations must be terminated by your employer. With a series 66 license you are most likely working at a firm that is registered as both a FINRA broker dealer and as a registered investment adviser. Since you are registered at a FINRA member firm, Your former employer / the firm that you are leaving will fill out and submit a Form U5 to FINRA. This will terminate your employment and your registration with that firm. When you arrive at your new firm you must fill out and submit a new Form U4. This will begin your registration with your new firm and your series 66 license, along with your other registrations, will become active at your new firm upon receiving notice from FINRA and the states where you conduct business. Your license will only become effective once you have received notification from each state where you plan to conduct business, that you license has become effective.


5) How much does it cost to get a series 66 license?


Obtaining a series 66 license is an investment in professional development. You will be required to invest your time and some candidates will be required to pay for the costs. Your series 66 license will qualify you to function as a agent of a broker dealer and as an investment adviser representative. It does not make you a stockbroker or a registered investment adviser or RIA. Only the firm you work for will be the stockbroker or registered investment adviser. Many people who obtain a series 66 license enjoy lucrative and successful careers in the financial services industry. The good news is, for those who absorb the costs, they are relatively low when compared to other types of training, certification and college expenses. Some employers pick up or reimburse the costs of training and the testing and registration fees. Even for these people many obtain additional resources such as additional test questions, books or videos to ensure they pass their exam and become licensed. For those who have to pay all of the expenses out of pocket, it usually only costs a few hundred dollars for the testing fees and quality training materials. . You will find that obtaining a series 66 license opens many doors for you throughout your career.


6) What are the continuing education requirements once I have a series 66 license?


While NASAA, the North American Securities Administrators Association is contemplating enacting continuing education requirements for investment adviser representatives, at the present time there are no continuing education requirements. That being said, if you hold a FINRA license such as the series 7, you will be required complete the FINRA mandated continuing education requirements for that license.


7) Will I need to obtain any other license to be fully registered?


Your series 66 license allows you to register as an agent for both a broker dealer and a registered investment adviser. The series 66 by itself will not allow you to conduct any business. You must also obtain the series 7 license. The series 7 is the co-requisite for the series 66. You may take either exam first. However, you will not be allowed to conduct business until you have obtained a series 7 and series 66 license. We hope that this answers many of your frequently asked questions about the series 66 license. If you have any additional questions please call or email us.


Good luck on your exam.


The Securities Institute of America, Inc.