FINRA Series 65 - Exam Information

The Uniform Investment Adviser Law Examination is developed by NASAA, The North American Securities Administrators Association. The Series 65 exam, is designed to qualify candidates as investment adviser representatives.

Enrollment Fee:

$135 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.


There are no prerequisites for registration. If registering as an individual, you must complete Form U-10.


Multiple Choice

Number of Questions:

# Questions
Ethics and Legal Guidelines
Economics and Analysis
Investment Vehicles
Investment Recommendations and Strategies

Each candidate will be allowed 180 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 72% or higher is required to pass the Series 65 exam.

The examination is conducted as a closed book test. Upon completion of the examination, the score for each section and the overall test score will immediately be made available to the candidate.

Series 65 Study Textbook

Series 65 Exam Textbook

Paperback    450 pages    201 test questions    Published December 2015

The go to guide to acing the Series 65 exam - Our Series 65 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 65 exam. The Wiley Series 65 textbook is packed with test tips, Series 65 sample questions and all the must know information you need to pass your exam. Our Series 65 textbook has been developed in partnership with John Wiley & Sons to ensure you have the absolute best Series 65 material.

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Series 65 Exam Online Prep Software

Series 65 Exam Prep Software

Over 1600 questions    Works with all major browsers and mobile devices

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 65 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 65 exam.

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Series 65 Online Video Class

Series 65 Online Video Class

24 x 7 access for 6 months    Fully interactive

Our all new series 65 video class is hands down the best series 65 online class in the market today.   Shot in state of the art high definition with key concepts, tables and formulas displayed to highlight   test points for easy note taking. This video class walks you through all of the topics you need to know   to pass your exam. Our videos follow our books chapter by chapter and topic by topic. This video class details all the concepts being tested and will let you know exactly how they are being tested on the exam. Our series 65 video brings all of the material to life and explains the concepts using real world examples that students can easily understand. Our series 65 video class is the perfect companion to our textbooks and a great supplement to any study program to help you master the material for your exam. Our series 65 video features include:

  • 1) 13 hours of HD video broken into 15 sections
  • 2) Over 2 hours detailing recommendations and portfolio analysis. over 2 hours detailing The Uniform Securities Act
  • 3) Our videos are accessible on all devices ( all computers, phones and tablets)
  • 4) Our series 65 video class contains new test tips and details exactly what topics are being tested and how they are being tested
  • 5) Our series 65 video course follows our books chapter by chapter and topic by topic
  • 6) 15 Chapter Tests
  • 7) Instant unlimited access 24X7 for 6 months
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Series 65 Mobile Ebook

IOS     Android     Kindle FIRE HD     Kindle FIRE HDX     Nook HD     Nook HD +

If you want to access your material on the go, this is the study solution you have been waiting for. Our Wiley Series 65 Mobile Review is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Students preparing for the Series 65 exam may study online or via a downloadable app for your smartphone or tablet. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach.

If you want to make notes in the mobile version - no problem - you may create highlights, take notes, write down questions, and reminders.

Want to see what other students are doing? Then join a study group and share highlights, notes, questions, test tips and ideas with each other.

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Series 65 Textbook & Exam Prep Software

Purchase both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

  • Series 65 Textbook
  • Series 65 Practice Exam Software
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Series 65 Complete Self Study Solution

The whole shebang! Purchase all the Series 65 products in one package and save big. If you are serious about passing the Series 65 exam, then this package is for you. It includes ALL of the following exam preparation products:

  • Series 65 Textbook
  • Series 65 Practice Exam Software
  • Series 65 Online Video Class
  • Series 65 Ebook
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