Series 63 Exam Prep Products

Our Series 63 exam prep materials boast the highest pass rates in the industry and will guide you through your entire exam prep process. Our Wiley exam review guides are the very high quality you would expect from the world's largest publisher of financial information. Ensure you are ready to pass your Series 63 exam with our best in class Series 63 exam training materials. Our series 63 GreenLight exam is the perfect way to top off your series 63 exam preparation. Our series 63 materials now come with our Series 63 money back GreenLight Guarantee ™.

  Note:  We are the authors of the Wiley exam prep products so you are buying directly from the source! Got any questions? We would love to talk.


Series 63 Study Textbook

Series 63 Exam Textbook

Paperback    216 pages    201 test questions    Published February 2017

The go to guide to acing the Series 63 exam - Our Series 63 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 63 exam. The Wiley Series 63 textbook is packed with test tips, Series 63 sample questions and all the must know information you need to pass your exam. Our Series 63 textbook has been developed in partnership with John Wiley & Sons to ensure you have the absolute best Series 63 material.

More:

Only 59.95 Buy Now
Series 63 Exam Online Prep Software

Series 63 Exam Prep Software

Over 600 questions    Works with all major browsers and mobile devices

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 63 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 63 exam.

More:

Only 55.99 Buy Now
Series 63 Online Video Class

Series 63 Online Video Class

24 x 7 access for 6 months    Fully interactive

Our all new series 63 video class is hands down the best series 63 online class in the market today.   Shot in state of the art high definition with key concepts, tables and formulas displayed to highlight   test points for easy note taking. This video class walks you through all of the topics you need to know  to pass your exam. Our videos follow our books chapter by chapter and topic by topic. This video class details all the concepts being tested and will let you know exactly how they are being tested on the exam. Our series 63 video brings all of the material to life and explains the concepts using real world examples that students can easily understand. Our series 63 video class is the perfect companion to our textbooks and a great supplement to any study program to help you master the material for your exam. Our series 63 video features include:

  • 1) 4 hours of HD video broken into 5 sections
  • 2) Comprehensive coverage of the Uniform Securities Act, its rules and regulations and the state securities administrator
  • 3) Our videos are accessible on all devices ( all computers, phones and tablets)
  • 4) Our series 63 video class contains new test tips and details exactly what topics are being tested and how they are being tested
  • 5) Our series 63 video course follows our books chapter by chapter and topic by topic
  • 6) 4 Chapter Tests
  • 7) Instant unlimited access 24X7 for 6 months

More:

Only 99.00 Buy Now
Get Videos and Exam Prep Software: 124.99 Buy Now

Series 63 Mobile Ebook

IOS     Android     Kindle FIRE HD     Kindle FIRE HDX     Nook HD     Nook HD +

If you want to access your material on the go, this is the study solution you have been waiting for. Our Wiley Series 63 Mobile Review is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Students preparing for the Series 63 exam may study online or via a downloadable app for your smartphone or tablet. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach.

If you want to make notes in the mobile version - no problem - you may create highlights, take notes, write down questions, and reminders.

Want to see what other students are doing? Then join a study group and share highlights, notes, questions, test tips and ideas with each other.

  • Demo
Only 59.95 Buy Now

Save Money!

Combination Packages

All of our combination packages are discounted. Check out the prices! Purchase one of the following combination packages if you are really serious about passing your exam in the quickest possible time.

Combo #1: Series 63 Textbook & Exam Prep Software

Purchase both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

  • Series 63 Textbook
  • Series 63 Practice Exam Software
  • Free Shipping
Only 86.99    Buy Now

Combo #2: Series 63 Complete Self Study Solution

The whole shebang! Purchase all the Series 63 products in one package and save big. If you are serious about passing the Series 63 exam, then this package is for you. It includes ALL of the following exam preparation products:

  • Series 63 Textbook
  • Series 63 Practice Exam Software
  • Series 63 Online Video Class
  • Series 63 Ebook
  • Free Shipping
Only 149.00    Buy Now

Combo #3: Series 6 & Series 63 Bundled Packages

Purchase the Series 6 and Series 63 Textbooks and Exam Prep software for both exams. If you are writing one exam, you are probably writing the other and this deal puts both exam prep products in your hands. This bundle includes:

  • Series 6 Textbook
  • Series 63 Textbook
  • Series 6 Practice Exam Software
  • Series 63 Practice Exam Software
  • Free Shipping
Only 174.95    Buy Now

Combo #4: Series 7 & 63 Complete Self-Study Solution

Purchase the complete self study solution for both the Series 7 and Series 66 exams. This is another of our more inclusive deals and includes:

  • Series 7 Textbook
  • Series 66 Textbook
  • Series 7 Practice Exam Software
  • Series 66 Practice Exam Software
  • Series 7 Online Video Class
  • Series 66 Online Video Class
  • Series 7 Ebook
  • Series 66 Ebook
  • Free Shipping for all
Only 359.00    Buy Now

Combo #5: Series 7 & 63 Complete Solution

Purchase the complete self study solution for both the Series 7 and Series 66 exams. This is another of our more inclusive deals and includes:

  • Series 7 Textbook
  • Series 63 Textbook
  • Series 7 Practice Exam Software
  • Series 63 Practice Exam Software
  • Series 7 Online Video Class
  • Series 63 Online Video Class
  • Series 7 Ebook
  • Series 63 Ebook
  • Free Shipping for all
Only 329.00    Buy Now

Series 63 License Frequently asked questions / FAQs


1) Why should I get a series 63 license?


The short answer to this question is, because it Is required by the states where you work and where you have clients. You can think of the series 63 as your license to conduct business with people who reside in the various states in the US. The series 63 license qualifies an induvial as an agent of a broker dealer. Most people obtain the series 63 license when entering the financial services business for the first time and are just starting out in a new career. Others, are perhaps changing positions within their firm and will be acting in a capacity that now requires them to become 63 licensed. A series 63 license is one ways for a registered representative to meet the licensing requirement to conduct business with the public while representing a broker dealer’s securities business. Your firm’s compliance department, home office or HR will notify individuals directly or through their manager as to the time frame for taking the exam


2) What will I be able to do with a series 63 license?


The North American Securities Administrators’ Association or NASAA sets the licensing requirements for the states and is responsible for the content of the series 63 exam. Obtaining a series 63 license will allow you to become a registered representative of a broker dealer. This license will allow you to function in the capacity of an agent of a broker dealer and to earn commissions when executing orders for stock, bonds, ETFs or mutual funds. An agent of a broker dealer may earn commissions for executing customer orders, otherwise known as transaction based compensation. The series 63 does not allow an agent to share in the fees charged by an investment advisory firm or managed account products. Nor does the series 63 qualify an individual as an investment advisory representative.


3) How hard is it to get a series 63 license?


The series 63 exam is largely based on the principles of the Uniform Securities Act, its ethical standards and registration practices for agents and firms. Most individuals find that the exam is challenging in the way these questions are presented on the exam. The information tested covers complex topics. A number of these topics are new for most people. The powers of the state securities administrator and the Uniform Securities Act are the state based laws and regulations that most people find challenging . Many people know that they must be registered in the states where they conduct business, but know little else relating to the application of the Uniform Securities Act. The application of The provisions of state securities laws will also be heavily tested. To pass the exam and become series 63 licensed you must demonstrate that you have mastered these areas. Every person who sits for the series 63 exam is has a different background. What one person finds easy to master, another may find very hard. Most people find the content relating to firm, agent and securities registration, and the areas relating to the application of the Uniform Securities Act to be among the most difficult. You should prepare for the exam by reading a textbook completely with a highlighter. Take notes and work through the more difficult topics. Some of the question on the series 63 exam are hard but with careful preparation you will be successful. We cannot stress enough that you must read the book, there are no shortcuts and students need to understand this. You must clear your schedule, shut off your phone and focus. In addition to obtaining the knowledge required by the exam, you must master the application of the information by taking as many practice questions as you can. We recommend at least 30 – 40 hours of preparation to ensure you pass your series 63 exam and become licensed to represent a broker dealer in the purchase and sale of securities.


4) Is my series 63 license transferable?


The answer is, that while it feels like your series 63 license is indeed transferable, in actuality it is not. If you want to change firms, your series 63 registration / license along with all of your other registrations must be terminated by your employer. With a series 63 license you are most likely working at a firm that is registered as a FINRA broker dealer. Since you are registered at a FINRA member firm, Your former employer / the firm that you are leaving will fill out and submit a Form U5 to FINRA. This will terminate your employment and your registration with that firm. When you arrive at your new firm you must fill out and submit a new Form U4. This will begin your registration with your new firm and your series 63 license, along with your other registrations, will become active at your new firm upon receiving notice from FINRA and the states where you conduct business. Technically when you want to change employers, the old firm, the new firm and the agent all most notify the state securities administrator. The filing of the U5 and U4 forms accomplish this task. Your license will only become effective once you have received notification from each state where you plan to conduct business, that you license has become effective.


5) How much does it cost to get a series 63 license?


Obtaining a series 63 license is an investment in professional development. You will be required to invest your time and some candidates will be required to pay for the costs. Your series 63 license will qualify you to function as an agent of a broker dealer. It does not make you a stockbroker, the firm you work for will be the stockbroker. Many people who obtain a series 63 license enjoy lucrative and successful careers in the financial services industry. The good news is, for those who absorb the costs, they are relatively low when compared to other types of training, certification and college expenses. Some employers pick up or reimburse the costs of training and the testing and registration fees. Even for these people many obtain additional resources such as additional test questions, books or videos to ensure they pass their exam and become licensed. For those who have to pay all of the expenses out of pocket, it usually only costs a few hundred dollars for the testing fees and quality training materials. . You will find that obtaining a series 63 license opens many doors for you throughout your career.


6) What are the continuing education requirements once I have a series 63 license?


While NASAA, the North American Securities Administrators Association is contemplating enacting continuing education requirements for investment representatives, at the present time there are no continuing education requirements. That being said, since you will most likely hold a FINRA license such as the series 6 or 7, you will be required complete the FINRA mandated continuing education requirements for that license.


7) Will I need to obtain any other license to be fully registered?


Your series 63 license allows you to register as an agent of a broker dealer. The series 63 by itself will not allow you to conduct any business. You must also obtain the series 6 or 7 license. The series 6 license will allow you to conduct business in open end investment company and variable contract products and The series 7 will allow you to conduct business in all general securities products. These licensees are your product licenses and the exams are written and administered by FINRA. The series 63 license allows you to conduct business with clients in various states. You can think of the series 63 license as your “people” license. You may take either exam first. However, you will not be allowed to conduct business until you have obtained a series 6 or 7 license in addition to a series 63 license. We hope that this answers many of your frequently asked questions about the series 63 license. If you have any additional questions please call or email us.


Good luck on your exam.


The Securities Institute of America, Inc.