The securities trader qualification exam is administered by The Financial Industry Regulatory Authority (FINRA) and provides an individual with the qualifications necessary to register as a securities trader
$120 US. Note that this is the examination enrollment fee ONLY - other fees may also apply.
You must be sponsored by a FINRA member firm .
125 multiple choice questions based on the follow four critical job functions:
Each candidate will be allowed 225 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the Series 57 exam.
The examination is conducted as a closed book test. Upon completion of the examination, the score for each section and the overall test score will immediately be made available to the candidate