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Series 99 Exam Training

Operations Professional Qualification Exam
How to pass the series 99 exam with our Series 99 textbook and exam prep software. Our Series 99 Exam training will guide you through the entire exam prep process. Passing the series 99 exam qualifies a candidate as as a registered operations professional and to perform covered functions at their employing broker dealer. The employing broker dealer must sponsor each candidate for the Series 99 Exam. There are no other prerequisites. The Series 99 Exam is 100 questions long with a time limit of 150 minutes. A passing score is 68 percent or higher.
series 99 textbook
Wiley Series 99 Exam Review 2014 + Test Bank: The Operations Professional Qualification Examination
Paperback · 320 pages · 245 test questions · Published January 2014

The go to guide to acing the series 99 exam —

Our series 99 textbook is designed to guide you through your entire study process and to get you ready to pass the series 99 exam. The series 99 textbook is packed with test tips, series 99 sample questions and all the must know information you need to pass your exam. Our series 99 textbook has been developed in partnership with John Wiley and Sons to ensure you have the absolute best series 99 material.
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series 99 exam prep software

Series 99 Exam Prep Software

Over 1000 questions · Works with all major browsers and mobile devices
Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The series 99 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your series 99 exam.
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Series 99 Exam Information
This exam is administered by The Financial Industry Regulatory Authority (FINRA).


Enrollment Fee:
$125 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.

You must be sponsored by a FINRA member firm.

Multiple Choice

Number of Questions :

Objective # Questions
Basic Knowledge Associated with the Securities Industry 32
Basic Knowledge Associated with Broker Dealer Operations  48
Professional Conduct and Ethical Considerations 20
TOTAL   100

Each candidate will be allowed 150 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 68% or higher is required to pass the series 99 exam.


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