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This exam is administered by The Financial Industry Regulatory Authority (FINRA).
Enrollment Fee:
$70 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.
Prerequisite:
You must be sponsored by a FINRA member firm and must have already passed the series 7 exam.
Format:
Multiple Choice
Number of Questions:
55 total.
Each candidate will be allowed 90 minutes to complete the examination. This time limit has been designed to provide enough time for
all candidates to complete the exam. A score of 70% or higher is required to pass the series 9 exam.
"Your exam questions were right on the money - they made all the difference in the in world!"
-- Patrick G.
"The textbooks was very well laid our and it made the difficult concepts easy to understand."
-- Kelly C.
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Series
Series
9 & 10 Complete