The Uniform Combined State Law Examination was developed by NASAA The North American Securities Administrators Association. The examination is designed to qualify candidates as both securities agents and investment adviser representatives.
$128 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.
There are no prerequisites for registration. If registering as an individual, you must complete Form U-10.
Number of Questions:
| Economic Factors and Business Information
| Investment Vehicle Characteristics
| Client Investment Recommendations and Strategies
| Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices
Each candidate will be allowed 150 minutes to complete the examination. This time limit has been designed to provide enough time for all
candidates to complete the exam. A score of 75% or higher is required to pass the series 66 exam.
The examination is conducted as a closed book test. Upon completion of the examination, the score for each section and the overall
test score will immediately be made available to the candidate.
"I can't believe it - I passed! Thank you Securities Institute."
-- Chris D.
"You guys are great! I passed my first try."
-- Norm M.