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series 66 exam

The Securities Institute of America, Inc. is America's Source for Series 66 exam training. We have helped many others just like yourself pass the series 66 exam with our premium quality series 66 text books, classroom training, and exam prep software.

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Text Book

Series 66 Uniform Combined State Law Examination
(Pub. 2008, 200+ pages)
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Exam Prep Software

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Series 66 Online

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Series 66 Exam Information
The Uniform Combined State Law Examination was developed by NASAA The North American Securities Administrators Association. The examination is designed to qualify candidates as both securities agents and investment adviser representatives.

The exam covers topics that have been determined to be necessary to provide investment advice and effect securities transactions for clients. The examination consists of 100 multiple-choice questions and 10 pretest questions. Applicants are allowed 150 minutes to complete the examination.
The examination is conducted as a closed-book test. Upon completion of the examination, the score for each section and the overall test score will immediately be made available to the candidate.
 

The examination is administered by the NASD. The fee for taking the examination is $113. To schedule a candidate for examination, a firm should file an electronic Form U-4 or an individual should file a Form U-10 and pay the fee.
 

Ethics and legal
guidelines - 20 questions
 

Investment Analysis,
Recommendations &
Strategies - 20 questions

Blue Sky Laws - 50 questions

Federal Securities
Laws - 10 questions

 

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The Securities Institute of America, Inc.
Phone 877-218-1776     Email: web@securitiesce.com