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Learning Products from The Securities Institute
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 Text Book
Series 66 Uniform Combined State Law Examination
(Pub. 2008, 200+ pages)
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 Exam Prep Software
Series 66
Exam Prep
Over 1300 Questions! Over 600 Brand New Test Proven Questions!
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 Series 66 Online
24 x 7, for 1 full year, you will have access to a comprehensive Online Learning Campus!
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Save Money! Purchase a Combination Package! |
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Text Book Plus Exam Prep Software
Specially Priced Package for
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The Comprehensive Series 66 Textbook
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Series 7 and 66 Complete Package
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Includes...
The Comprehensive Series 7 Textbook
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The Series 66 Exam Prep Software!
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| Series 66 Exam Information |
The Uniform Combined State Law Examination was developed by NASAA The North American Securities Administrators Association. The examination is designed to qualify candidates as both securities agents and investment adviser representatives.
The exam covers topics that have been determined to be necessary to provide investment advice and effect securities transactions for clients. The examination consists of 100 multiple-choice questions and 10 pretest questions. Applicants are allowed 150 minutes to complete the examination.
The examination is conducted as a closed-book test. Upon completion of the examination, the score for each section and the overall test score will immediately be made available to the candidate.
The examination is administered by the NASD. The fee for taking the examination is $113. To schedule a candidate for examination, a firm should file an electronic Form U-4 or an individual should file a Form U-10 and pay the fee.
Ethics and legal
guidelines - 20 questions
Investment Analysis,
Recommendations &
Strategies - 20 questions
Blue Sky Laws - 50 questions
Federal Securities
Laws - 10 questions
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