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The Uniform Investment Adviser Law Examination is developed by NASAA, The North American Securities Administrators Association. The Series 65 exam, is designed to qualify candidates as investment adviser representatives.
Enrollment Fee:
$135 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.
Prerequisite:
There are no prerequisites for registration. If registering as an individual, you must complete Form U-10.
Format:
Multiple Choice
Number of Questions:
| Objective |
# Questions |
| Ethics and Legal Guidelines |
40 |
| Economics and Analysis |
19 |
| Investment Vehicles |
31 |
| Investment Recommendations and Strategies |
40 |
| |
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| TOTAL |
130 |
Each candidate will be allowed 180 minutes to complete the examination. This time limit has been designed to provide enough time for all
candidates to complete the exam. A score of 72% or higher is required to pass the series 65 exam.
The examination is conducted as a closed book test. Upon completion of the examination, the score for each section and the overall
test score will immediately be made available to the candidate.
"I can't believe it - I passed! Thank you Securities Institute."
-- Chris D.
"You guys are great! I passed my first try."
-- Norm M.
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Hold an Onsite Class
Series 65 Online
