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Series 65 Exam Training

The Uniform Investment Adviser Law Examination
How to pass the series 65 exam with our series 65 textbook, exam prep software and series 65 video class training. Our series 65 exam training guides you through the entire series 65 exam prep process. Passing the series 65 exam qualifies a candidate as an investment adviser representative. After passing the series 65 exam the agent may represent an investment adviser and receive fee based compensation. A candidate for the series 65 exam does not need to be sponsored by an employing broker dealer to take the series 65 exam. The series 65 exam is 130 questions long with a time limit of 180 minutes. A passing score is 72 percent or higher
series 65 textbook
Wiley Series 65 Exam Review 2014 + Test Bank: The Uniform Investment Adviser Law Examination
Paperback · 480 pages · 362 test questions · Published January 2014

The go to guide to acing the series 65 exam —

Our series 65 textbook provides you with the knowledge you need and is designed to get you ready to pass the series 65 exam. The Wiley series 65 textbook is packed with test tips, series 65 sample questions and all the must know information you need to pass your exam. Our series 65 textbook has been developed in partnership with John Wiley & Sons to ensure you have the absolute best series 65 material.
only $89.95 : BUY NOW »
series 65 exam prep software

Series 65 Exam Prep Software

Over 1500 questions · Works with all major browsers and mobile devices
Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The series 65 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your series 65 exam.
only $59.95 : BUY NOW »
series 65 video class

Series 65 Online Video Class

24 x 7 access for 6 months · Fully interactive
The series 65 video is a great tool for visual learning. Watch a full series 65 class as the studio quality video brings the topics to life. Scrolling power point presentations help enforce the key points. Email questions to instructors inside the course.
only $99.00 : BUY NOW »
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Series 65 Exam Information
The Uniform Investment Adviser Law Examination is developed by NASAA, The North American Securities Administrators Association. The Series 65 exam, is designed to qualify candidates as investment adviser representatives.


Enrollment Fee:
$135 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.

There are no prerequisites for registration. If registering as an individual, you must complete Form U-10.

Multiple Choice

Number of Questions:

Objective # Questions
Ethics and Legal Guidelines 40
Economics and Analysis 19
Investment Vehicles 31
Investment Recommendations and Strategies 40
TOTAL   130

Each candidate will be allowed 180 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 72% or higher is required to pass the series 65 exam.

The examination is conducted as a closed book test. Upon completion of the examination, the score for each section and the overall test score will immediately be made available to the candidate.


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-- Chris D.


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-- Norm M.

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