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series 65 exam

The Securities Institute of America, Inc. is America's Source for Series 65 exam training. We have helped many others just like yourself pass the series 65 exam with our premium quality series 65 text books, classroom training, and exam prep software.

Learning Products from The Securities Institute
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series 65 exam textbook

Text Book

Series 65 Uniform Investment Adviser Law Exam
(Pub. 2008, 358 pages)
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series 65 exam software

Exam Prep Software

Series 65 Exam Prep
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Series 65 Online

24 x 7, for 1 full year, you will have access to a comprehensive Online Learning Campus!


All of the benefits of attending one of our classes is at your fingertips and fully interactive! This online course is the perfect solution for busy agents.


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Text Book Plus Exam Prep Software
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Series 65 Exam Information

The Uniform Investment Adviser Law Examination is developed by NASAA, The North American Securities Administrators Association. The Series 65 exam, is designed to qualify candidates as investment adviser representatives. The exam covers the following topics:

Ethics and legal guidelines: 45 questions
Investment Strategies: 39 questions
Investment Vehicles: 26 questions
Economics and Analysis: 20 questions

The Uniform Investment Adviser Law Examination consists of 130 questions. Each candidate will also receive 10 practice questions that do not count towards their score. Each candidate will be allowed 180 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam.  At least 89 (68.5%) of the questions must be answered correctly for an individual to pass the Series 65 exam.

The examination is conducted as a closed book test. Upon completion of the examination, the score for each section and the overall test score will immediately be made available to the candidate.

The examination is administered by the NASD. To schedule a candidate for the examination, an individual's firm should file an electronic Form U-4 or the individual should file a paper Form U-10 and pay the $120.00 examination fee to the NASD.


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Phone 877-218-1776     Email: web@securitiesce.com