Series 6 Exam – Series 6 Exam Training

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Series 6 Exam Information

This exam is administered by The Financial Industry Regulatory Authority (FINRA). Upon successful completion of the Series 6, an individual will have the qualifications needed to sell mutual funds and variable annuities.

Enrollment Fee:
$85 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.

Prerequisite:
You must be sponsored by a FINRA member firm.

Format:
Multiple Choice

Number of Questions :

Objective	# Questions
Securities Markets, Investment Securities, & Economic Factors	8
Securities and Tax Regulation	23
Marketing, Prospecting and Sales Presentations	18
Evaluation of Customers	13
Investment Company Securities & Variable Contracts	26
Opening & Servicing Customer Accounts	12

TOTAL	100

Each candidate will be allowed 135 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the series 6 exam.

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