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This exam is administered by The Financial Industry Regulatory Authority (FINRA). Upon successful completion of the Series 6, an individual will
have the qualifications needed to sell mutual funds and variable annuities.
Enrollment Fee:
$95 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.
Prerequisite:
You must be sponsored by a FINRA member firm.
Format:
Multiple Choice
Number of Questions :
| Objective |
# Questions |
| Securities Markets, Investment Securities, & Economic Factors |
8 |
| Securities and Tax Regulation |
23 |
| Marketing, Prospecting and Sales Presentations |
18 |
| Evaluation of Customers |
13 |
| Investment Company Securities & Variable Contracts |
26 |
| Opening & Servicing Customer Accounts |
12 |
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| TOTAL |
100 |
Each candidate will be allowed 135 minutes to complete the examination. This time limit has been designed to provide enough time for
all candidates to complete the exam. A score of 70% or higher is required to pass the series 6 exam.
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Hold an Onsite Class
Series 6 Online
