Contact Us at 877-218-1776

America's Source for Securities Training and Education
Learning Products
Image of arrow Series
4. 6. 7. 9. 10. 24. 26
55. 62. 63. 65. 66. 99



Image of arrow Series Exam Tips
4. 6. 7. 9. 10. 24. 26
55. 62. 63. 65. 66. 99

Image of arrow Private Tutoring
6 . 7 . 10. 24. 26. 62
65. 66. 99

Professional Services
Securities Training and Education FAQ

Series 6 Exam Training

Investment Company Representative
How to pass the series 6 exam with our series 6 exam prep materials. Our series 6 textbook, exam prep software and series 6 video class will ensure that you are ready for the exam. Our series 6 exam training guides you through the entire series 6 exam prep process. The series 6 exam qualifies a candidate as an investment company and variable contract limited representative. After passing the series 6 exam the representative may transact business in open end mutual funds and variable contract products. The employing broker dealer must sponsor each candidate for the series 6 exam. There are no other prerequisites. The series 6 exam is 100 questions long with a time limit of 135 minutes. A passing score is 70 percent or higher.
series 6 textbook
Series 6 Exam Review 2014 + Test Bank: The Investment Company Products/Variable Contracts Limited Representative Examination
Paperback · 312 pages · 199 test questions · Published January 2014

The go to guide to acing the series 6 exam —


Our series 6 textbook provides you with the knowledge you need and is designed to get you ready to pass the series 6 exam. The Wiley series 6 textbook is packed with test tips, series 6 sample question and all the must know information you need to pass your exam. Our series 6 textbook has been developed in partnership with John Wiley & Sons to ensure you have the absolute best series 6 material.
only $69.95 : BUY NOW »
series 6 exam prep software

Series 6 Exam Prep Software

Over 1200 questions · Works with all major browsers and mobile devices
Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The series 6 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your series 6 exam.
only $48.95 : BUY NOW »
series 6 video class

Series 6 Online Video Class

24 x 7 access for 6 months · Fully interactive
The series 6 video is a great tool for visual learning. Watch a full series 6 class as the studio quality video brings the topics to life. Scrolling power point presentations help enforce the key points. Email questions to instructors inside the course.
only $99.00 : BUY NOW »
Save Money!
Purchase a Combination Package
All of our combination packages feature 24x7 unlimited access to our exam prep software and can be easily accessed with any major browser or mobile device.
  Includes:  
  Textbook Software Online
Video
Class
Audio
book
Free Shipping!
» Series 6 Textbook & Exam Prep Software     only
$98.90
BUY
NOW »
» Series 6 Complete Self Study Solution only
$159.00
BUY
NOW »
» Series 6 and Series 63 Complete Package     only
$174.95
BUY
NOW »
» Series 6 And Series 63 Complete Self Study Solution only
$259.00
BUY
NOW »


Series 6 Exam Information
This exam is administered by The Financial Industry Regulatory Authority (FINRA). Upon successful completion of the Series 6, an individual will have the qualifications needed to sell mutual funds and variable annuities.

 

Enrollment Fee:
$95 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.

Prerequisite:
You must be sponsored by a FINRA member firm.

Format:
Multiple Choice

Number of Questions : 100

What is being tested on the new series 6 exam ?

Effective December 16th 2013

FINRA has amended its series 6 outline and changed the emphasis for test takers. The number of questions and the passing score will remain the same but FINRA's modifications to its exams continues. The series 6 exam is now broken down into four critical job functions. These functions are as follows:

Objective # Questions
Function 1 - Regulatory fundamentals and business development 22

Function 2 - Evaluates customer financial information, identifies investment objectives, provides information on investment products, and makes suitable recommendations

47

Function 3 - Opens, maintains, transfers and closes accounts and retains appropriate account records

21

Function 4 - Obtains, verifies, and confirms customer purchase and sale instructions

10
   
TOTAL   100

Each candidate will be allowed 135 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the series 6 exam.

 

"...without question, the most comprehensive and clearly written text for the Series 6 Exam."
-- Joe B.

 

"I wouldn't have passed if I didn't use your exam prep software first. I knew the material, but until I took the prep tests, I didn't realize how hard the questions really were."
-- Jennifer G.

The Securities Institute of America, Inc.
Phone 877-218-1776     Email: web@securitiesce.com