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Series 55 Exam:

Equity Trader Examination
How to pass the series 55 exam with our series 55 exam prep materials. Our series 55 textbook and exam prep software will ensure that you are ready for the exam. Our series 55 exam training guides you through the entire series 55 exam prep process. The series 55 exam qualifies a candidate to trade equity and debt securities on both a principal and agency basis at their employing broker dealer. The employing broker dealer must sponsor each candidate for the Series 55 Exam. All candidates must have passed either the Series 7 Exam or Series 62 Exam prior to taking the Series 55 Exam. The Series 55 Exam is 100 questions long with a time limit of 180 minutes. A passing score is 67 percent or higher.
series 55 textbook
Wiley Series 55 Exam Review 2014 + Test Bank: The Equity Trader Qualification Examination
Paperback · 192 pages · 102 test questions · Published January 2014

The go to guide to acing the series 55 exam —

Our series 55 textbook is designed to guide you through your entire study process and to get you ready to pass the series 55 exam. The series 55 textbook is packed with test tips, series 55 sample questions and all the must know information you need to pass your exam. Our series 55 textbook has been developed in partnership with John Wiley and Sons to ensure you have the absolute best series 55 material.
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series 55 exam prep software

Series 55 Exam Prep Software

Over 550 questions · Works with all major browsers and mobile devices
Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The series 55 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your series 55 exam.
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Series 55 Exam Information
This exam is administered by The Financial Industry Regulatory Authority (FINRA) and provides an individual with the qualifications necessary to trade equity and convertible debt securities on an agency or principal basis.


Enrollment Fee:
$105 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.

You must be sponsored by a FINRA member firm and must have already passed the series 7 or series 62 exam.

Multiple Choice

Number of Questions:

Objective # Questions
Trading 45
Order Handling 36
Record Keeping and Regulatory Reporting 19
TOTAL   100

Each candidate will be allowed 180 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 67% or higher is required to pass the series 55 exam.

The examination is conducted as a closed book test. Upon completion of the examination, the score for each section and the overall test score will immediately be made available to the candidate.


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