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This exam is administered by The Financial Industry Regulatory Authority (FINRA) and will provide an individual with the qualifications necessary to become a principal who supervises and manages sales activities for investment companies and annuities.
Enrollment Fee:
$85 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.
Prerequisite:
You must be sponsored by a FINRA member firm and must have already passed the series 6 or series 7 exam.
Format:
Multiple Choice
Number of Questions:
| Objective |
# Questions |
| Business Processing and Record Keeping Rules |
25 |
| Hiring and Qualification |
10 |
| Sales Practices |
30 |
| Supervision |
25 |
| Training of Representatives |
20 |
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| TOTAL |
110 |
Each candidate will be allowed 140 minutes to complete the examination. This time limit has been designed to provide enough time for
all candidates to complete the exam. A score of 70% or higher is required to pass the series 26 exam.
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Series
Series 26 Online
