This exam is administered by The Financial Industry Regulatory Authority (FINRA) and will provide an individual with the qualifications necessary to become a principal who supervises and manages sales activities for investment companies and annuities.
$95 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.
You must be sponsored by a FINRA member firm and must have already passed the series 6 or series 7 exam.
Number of Questions:
| Business Processing and Record Keeping Rules
| Hiring and Qualifications
| Sales Practices
| Training of Representatives
Each candidate will be allowed 140 minutes to complete the examination. This time limit has been designed to provide enough time for
all candidates to complete the exam. A score of 70% or higher is required to pass the series 26 exam.
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