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This exam is administered by The Financial Industry Regulatory Authority (FINRA).
Enrollment Fee:
$105 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.
Prerequisite:
You must be sponsored by a FINRA member firm and must have already passed the series 7 or series 62 exam.
Format:
Multiple Choice
Number of Questions:
| Objective |
# Questions |
| Supervision of Investment Banking, Underwriting & Research |
33 |
| Supervision of Trading and Market Making |
31 |
| Supervision of Brokerage Office Operations |
29 |
| Sales Supervision & General Supervision of Employees |
43 |
| Compliance with Financial Responsibility Rules |
14 |
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| TOTAL |
150 |
Each candidate will be allowed 210 minutes to complete the examination. This time limit has been designed to provide enough time for
all candidates to complete the exam. A score of 70% or higher is required to pass the series 24 exam.
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Series
Series 24 Online
