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Securities Institute

The Securities Institute of America, Inc. is America's Source for Series 10 exam training. We have helped many others just like yourself pass the series 10 exam with our premium quality series 10 text books, classroom training, and exam prep software.

Learning Products from The Securities Institute
* ALL PRICES INCLUDE GROUND SHIPPING TO ANYWHERE IN USA

series 10 exam textbook

Text Book

Series 10 General Securities Sales Supervisor General Module
(Pub. 2009)

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View Table Of Contents
View Sample Chapter

Buy Now for $ 199.00

series 10 exam software

Exam Prep Software

Series 10 Exam Prep
Hundreds of Proven Questions!

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SOFTWARE NEVER EXPIRES

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View 10 Sample Questions
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Buy Now for $ 99.00
   Featuring INSTANT DOWNLOAD Service
   For Two Computers!

series 10 exam online

Series 10 Online

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All of the benefits of attending one of our classes is at your fingertips and fully interactive! This online course is the perfect solution for busy agents.

 

Save Money! Purchase a Combination Package!

series 10 exam textbook and series 10 exam software
Series 10 Text Book Plus Exam Prep Software
Specially Priced Package for  Learning and Exam Preparation.

Includes...

The Comprehensive Series 10 Textbook
The Series 10 Exam Prep Software!


  Buy Now for $ 249.00
   Featuring INSTANT DOWNLOAD Service
   For Two Computers

   (you can install software portion immediately
    after purchase)

series 9 and series 10 exam textbook and series 9 and series 10 exam softwareSeries 9 & 10 Complete
Specially Priced Package for  Learning and Exam Preparation.

The Comprehensive Series 9 Textbook
The Series 10 Exam Prep Software!
The Comprehensive Series 10 Textbook
The Series 10 Exam Prep Software!


  Buy Now for $ 279.00
 


 

Series 10 Exam Information
This exam is administered by The Financial Industry Regulatory Authority (FINRA).

 

Enrollment Fee:
$110 US. Note that this is the examination enrollment fee ONLY--other fees may also apply.

Prerequisite:
You must be sponsored by a FINRA member firm and must have already passed the series 7 exam.

Format:
Multiple Choice

Number of Questions:

Objective # Questions
Supervision of Accounts & Sales Activities 94
Municipal Securities Regulations 20
Conduct of Associated Persons 14
Hiring, Qualifications & Continuing Education 9
Record Keeping Requirements 8
   
TOTAL   145

Each candidate will be allowed 240 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the series 10 exam.

 

"The series 10 textbook is the best I have seen. Thank you so much!"
-- James P.

 

"Your series 10 exam software has far more exam questions than the others I have used. The software really helped me prepare for my exam."
-- Kelly C.

The Securities Institute of America, Inc.
Phone 877-218-1776     Email: web@securitiesce.com