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America's Source for Securities Training and Education
Learning Products
Securities Exam Training Series
4. 6. 7. 9. 10. 24. 26
55. 62. 63. 65. 66. 99

Securities Exam Training Series Exam Tips
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55. 62. 63. 65. 66. 99

Securities Exam Training Private Tutoring
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65. 66. 99

Professional Services
Securities Training and Education FAQ

The Securities Institute and John Wiley & Sons are uniquely positioned to deliver the most comprehensive and advanced securities exam training . From our textbooks and test banks to our reporting and student tracking, we produce exceptional results while delivering significant cost savings. Together we help thousands of securities professionals build successful careers in the financial services industry every year.

What is the best securities exam prep option?

Choose the exam prep option that is right for you!

  • Hold an Onsite Class
  • Be sure to pass with the help of a Private Tutor
  • Attend Classroom Training
  • Learn 24 X 7 with our Interactive Online Video Training Classes
  • Take tests anywhere with our State of the Art Exam Preparation Software
  • Learn what you need to pass your securities exam with our world class Textbooks
  • Monitor your agents' progress with our Real Time Tracking and Reporting for Managers and Training Directors
Choose a securities training solution that matches your learning style and schedule. Wiley (NYSE JWA) founded in 1807 has over 200 years of publishing and training experience, so you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world.

New Mobile Learning Library

Wiley and The Securities Institute are extremely pleased to introduce the most innovative "study on the go" solution. Now students may interact dynamically with all of our textbooks via any mobile device. This mobile library allows students to not only study anytime, anywhere, but also allows for interaction between students and social learning. Students may join study groups, share highlights, notes, questions, test tips and ideas with each other. Our mobile securities exam prep solutions are the perfect way for training directors to deploy a comprehensive training solution to a mobile workforce.

Pass Your Exam

Take practice exams using your PC, MAC, iPhone, iPad, Blackberry, or Android Device.

Click a link below for more information...

  Series 4 Exam Series 4 Exam

  Series 6 Exam Series 6 Exam

  Series 7 Exam Series 7 Exam

  Series 9 Exam Series 9 Exam

  Series 10 Exam Series 10 Exam

  Series 24 Exam Series 24 Exam

  Series 26 Exam Series 26 Exam

  Series 55 Exam Series 55 Exam

  Series 62 Exam Series 62 Exam

  Series 63 Exam Series 63 Exam

  Series 65 Exam Series 65 Exam

  Series 66 Exam Series 66 Exam

  Series 99 Exam Series 99 Exam

Hold an Onsite Class

We conduct onsite securities training classes across the country for your convenience. Please call The Securities Institute today to schedule a class at your location!

New FINRA Rule Impacts Series 24, 55 & 62 Exams

Effective November 4th

FINRA will reduce the trade reporting requirement from 30 seconds to a maximum of 10 seconds. The official rule states that broker-dealers must report transactions as soon as practicable, but no later than 10 seconds following execution.

This new reporting requirement is in effect for all NMS equity securities traded OTC and reported through the TRF.

The new reporting time is also in effect for all transactions executed through the ADF, and all non NASDAQ, OTCBB and OTC Pink securities reported through the ORF.

Keep in mind that trades executed electronically over NASDAQ are automatically reported to ACT

The Securities Institute of America, Inc.
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