A Blog post

Series 66 Question of the Week

  • July 22nd, 2014

The broker call loan rate is:

A. The rate that member banks charge each other for overnight loans

B. The rate that banks charge their most credit worthy corporate customers on loans

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A Blog post

Series 24 Question of the Week

  • July 22nd, 2014

A firm wishing to quote an issue in the OTCBB may piggyback another dealer’s continuous quote in the pink sheets if:

I. The security has a bid price of at least $5 II. The issuer is not in bankruptcy

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A Blog post

Series 65 Question of the Week

  • July 22nd, 2014

A client has received inside information from a friend about a new technology stock in the market. The client has instructed his broker to enter an order to sell 1000 shares of the stock shortly after he purchased the shares, and he is realizing a material gain of $10,000. What would be the outcome of trading on inside information if the client is convicted of the action?

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A Blog post

Series 7 Question of the Week

  • July 22nd, 2014

All of the following pay dividends except:

A. Common stock.

B. Preferred stock.

C. ADRs.

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A Blog post

Series 6 Question of the Week

  • July 22nd, 2014

A corporation may pay a dividend in which of the following ways?

A. Stock

B. Cash

C.  Stock of another company

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